(320 ILCS 20/1) (from Ch. 23, par. 6601)
Sec. 1. Short title. This Act shall be known and may be cited as the
Adult Protective Services Act.
(Source: P.A. 98-49, eff. 7-1-13.)
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(320 ILCS 20/2) (from Ch. 23, par. 6602)
Sec. 2. Definitions. As used in this Act, unless the context
requires otherwise:
(a) "Abuse" means causing any physical, mental or sexual injury to an
eligible adult, including exploitation of such adult's financial resources.
Nothing in this Act shall be construed to mean that an eligible adult is a
victim of abuse, neglect, or self-neglect for the sole reason that he or she is being
furnished with or relies upon treatment by spiritual means through prayer
alone, in accordance with the tenets and practices of a recognized church
or religious denomination.
Nothing in this Act shall be construed to mean that an eligible adult is a
victim of abuse because of health care services provided or not provided by
licensed health care professionals.
(a-5) "Abuser" means a person who abuses, neglects, or financially
exploits an eligible adult.
(a-6)
"Adult with disabilities" means a person aged 18 through 59 who resides
in a domestic living situation and whose disability as defined in
subsection (c-5) impairs his or her ability to seek or obtain protection
from abuse, neglect, or exploitation. (a-7) "Caregiver" means a person who either as a result of a family
relationship, voluntarily, or in exchange for compensation has assumed
responsibility for all or a portion of the care of an eligible adult who needs
assistance with activities of daily
living or instrumental activities of daily living.
(b) "Department" means the Department on Aging of the State of Illinois.
(c) "Director" means the Director of the Department.
(c-5)
"Disability" means a physical or mental disability, including, but not
limited to, a developmental disability, an intellectual disability, a
mental illness as defined under the Mental Health and Developmental
Disabilities Code, or dementia as defined under the Alzheimer's Disease
Assistance Act. (d) "Domestic living situation" means a residence where the eligible
adult at the time of the report lives alone or with his or her family or a caregiver, or others,
or other community-based unlicensed facility, but
is not:
(1) A licensed facility as defined in Section 1-113 | ||
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(1.5) A facility licensed under the ID/DD Community | ||
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(1.7) A facility licensed under the Specialized | ||
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(2) A "life care facility" as defined in the Life | ||
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(3) A home, institution, or other place operated by | ||
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(4) A hospital, sanitarium, or other institution, the | ||
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(5) A "community living facility" as defined in the | ||
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(6) (Blank);
(7) A "community-integrated living arrangement" as | ||
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(8) An assisted living or shared housing | ||
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(9) A supportive living facility as described in | ||
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(e) "Eligible adult" means either an adult with disabilities aged 18 through 59 or a person aged 60 or older who
resides in a domestic living situation and is, or is alleged
to be, abused, neglected, or financially exploited by another individual or who neglects himself or herself.
(f) "Emergency" means a situation in which an eligible adult is living
in conditions presenting a risk of death or physical, mental or sexual
injury and the provider agency has reason to believe the eligible adult is
unable to
consent to services which would alleviate that risk.
(f-1)
"Financial exploitation" means the use of an eligible adult's resources
by another to the disadvantage of that adult or the profit or advantage
of a person other than that adult. (f-5) "Mandated reporter" means any of the following persons
while engaged in carrying out their professional duties:
(1) a professional or professional's delegate while | ||
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(1.5) an employee of an entity providing | ||
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(2) an employee of a vocational rehabilitation | ||
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(3) an administrator, employee, or person providing | ||
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(4) any religious practitioner who provides treatment | ||
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(5) field personnel of the Department of Healthcare | ||
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(6) personnel of the Department of Human Services, | ||
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(7) any employee of the State of Illinois not | ||
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(8) a person who performs the duties of a coroner or | ||
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(9) a person who performs the duties of a paramedic | ||
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(g) "Neglect" means
another individual's failure to provide an eligible
adult with or willful withholding from an eligible adult the necessities of
life including, but not limited to, food, clothing, shelter or health care.
This subsection does not create any new affirmative duty to provide support to
eligible adults. Nothing in this Act shall be construed to mean that an
eligible adult is a victim of neglect because of health care services provided
or not provided by licensed health care professionals.
(h)
"Provider agency" means any public or nonprofit agency in a planning
and service area that is selected by the Department or appointed by the
regional administrative agency with prior
approval by the Department on Aging to receive and assess reports of
alleged or suspected abuse, neglect, or financial exploitation. A
provider agency is also referenced as a "designated agency" in this Act.
(i)
"Regional administrative agency" means any public or nonprofit
agency in a planning and service area that provides regional oversight
and performs functions as set forth in subsection (b) of Section 3 of
this Act. The Department shall designate an Area Agency on Aging as the
regional administrative agency or, in the event the Area Agency on Aging
in that planning and service area is deemed by the Department to be
unwilling or unable to provide those functions, the Department may serve
as the regional administrative agency or designate another qualified
entity to serve as the regional administrative agency; any such
designation shall be subject to terms set forth by the Department.
(i-5)
"Self-neglect" means a condition that is the result of an eligible
adult's inability, due to physical or mental impairments, or both, or a
diminished capacity, to perform essential self-care tasks that
substantially threaten his or her own health, including: providing
essential food, clothing, shelter, and health care; and obtaining goods
and services necessary to maintain physical health, mental health,
emotional well-being, and general safety. The term includes compulsive
hoarding, which is characterized by the acquisition and retention of
large quantities of items and materials that produce an extensively
cluttered living space, which significantly impairs the performance of
essential self-care tasks or otherwise substantially threatens life or
safety.
(j) "Substantiated case" means a reported case of alleged or suspected
abuse, neglect, financial exploitation, or self-neglect in which a provider agency,
after assessment, determines that there is reason to believe abuse,
neglect, or financial exploitation has occurred.
(k)
"Verified" means a determination that there is "clear and convincing
evidence" that the specific injury or harm alleged was the result of
abuse, neglect, or financial exploitation. (Source:
P.A. 97-38, eff. 6-28-11; 97-227, eff. 1-1-12; 97-300, eff. 8-11-11;
97-706, eff. 6-25-12; 97-813, eff. 7-13-12; 97-1141, eff. 12-28-12;
98-49, eff. 7-1-13; 98-104, eff. 7-22-13; 98-756, eff. 7-16-14; 98-1039,
eff. 8-25-14.) |
(320 ILCS 20/3) (from Ch. 23, par. 6603)
Sec. 3. Responsibilities.
(a)
The Department shall establish,
design, and manage a protective services program for eligible adults who
have been, or are alleged to be, victims of abuse, neglect, financial
exploitation, or self-neglect. The Department
shall contract with or fund, or contract with and fund, regional
administrative
agencies, provider
agencies, or both, for the provision of those
functions, and, contingent on adequate funding, with attorneys or legal
services provider agencies for the
provision of legal assistance pursuant to this Act. For self-neglect,
the program shall include the following services for eligible adults who
have been removed from their residences for the purpose of cleanup or
repairs: temporary housing; counseling; and caseworker services to try
to ensure that the conditions necessitating the removal do not reoccur.
(a-1)
The Department shall by rule develop standards for minimum staffing
levels and staff qualifications. The Department shall by rule establish
mandatory standards for the investigation of abuse, neglect, financial
exploitation, or self-neglect of eligible adults and mandatory
procedures for linking eligible adults to appropriate services and
supports. (a-5)
A provider agency shall, in accordance with rules promulgated by the
Department, establish a multi-disciplinary team to act in an advisory
role for the purpose of providing professional knowledge and expertise
in the handling of complex abuse cases involving eligible adults. Each
multi-disciplinary team shall consist of one volunteer representative
from the following professions: banking or finance; disability care;
health care; law; law enforcement; mental health care; and clergy. A
provider agency may also choose to add representatives from the fields
of substance abuse, domestic violence, sexual assault, or other related
fields. To support multi-disciplinary teams in this role, law
enforcement agencies and coroners or medical examiners shall supply
records as may be requested in particular cases. (b) Each regional administrative agency shall designate provider
agencies within its planning and service area with prior approval by the
Department on Aging, monitor the use of services, provide technical
assistance to the provider agencies and be involved in program development
activities.
(c)
Provider agencies shall assist, to the extent possible, eligible
adults who need agency
services to allow them to continue to function independently. Such
assistance shall include, but not be limited to, receiving reports of
alleged
or suspected abuse, neglect, financial exploitation,
or self-neglect, conducting face-to-face assessments of
such reported cases, determination of substantiated cases, referral of
substantiated cases for necessary support services,
referral of criminal conduct to law enforcement in accordance with
Department
guidelines,
and provision of case
work and follow-up services on substantiated cases. In the case of a
report of alleged or suspected abuse or neglect that places an eligible
adult at risk of injury or death, a provider agency shall respond to the
report on an emergency basis in accordance with guidelines established
by the Department by administrative rule and shall ensure that it is
capable of responding to such a report 24 hours per day, 7 days per
week. A provider agency may use an on-call system to respond to reports
of alleged or suspected abuse or neglect after hours and on weekends.
(c-5)
Where a provider agency has reason to believe that the death of an
eligible adult may be the result of abuse or neglect, including any
reports made after death, the agency shall immediately report the matter
to both the appropriate law enforcement agency and the coroner or
medical examiner. Between 30 and 45 days after making such a report,
the provider agency again shall contact the law enforcement agency and
coroner or medical examiner to determine whether any further action was
taken. Upon request by a provider agency, a law enforcement agency and
coroner or medical examiner shall supply a summary of its action in
response to a reported death of an eligible adult. A copy of the report
shall be maintained and all subsequent follow-up with the law
enforcement agency and coroner or medical examiner shall be documented
in the case record of the eligible adult. If the law enforcement agency,
coroner, or medical examiner determines the reported death was caused
by abuse or neglect by a caregiver, the law enforcement agency, coroner,
or medical examiner shall inform the Department, and the Department
shall report the caregiver's identity on the Registry as described in
Section 7.5 of this Act. (d)
Upon sufficient appropriations to implement a statewide program, the
Department shall implement a program, based on the recommendations of
the Self-Neglect Steering Committee, for (i) responding to reports of
possible self-neglect, (ii) protecting the autonomy, rights, privacy,
and privileges of adults during investigations of possible self-neglect
and consequential judicial proceedings regarding competency, (iii)
collecting and sharing relevant information and data among the
Department, provider agencies, regional administrative agencies, and
relevant seniors, (iv) developing working agreements between provider
agencies and law enforcement, where practicable, and (v) developing
procedures for collecting data regarding incidents of self-neglect.
(Source: P.A. 98-49, eff. 7-1-13; 98-1039, eff. 8-25-14.)
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(320 ILCS 20/3.5) Sec. 3.5. Other responsibilities. The
Department shall also be
responsible for the following activities, contingent upon adequate
funding; implementation shall be expanded to adults with disabilities
upon the effective date of this amendatory Act of the 98th General
Assembly, except those responsibilities under subsection (a), which
shall be undertaken as soon as practicable: (a) promotion of a wide range of endeavors for the | ||
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(b) coordination of efforts with other agencies, | ||
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(c) collection and analysis of data; (d) monitoring of the performance of regional | ||
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(e) promotion of prevention activities; (f) establishing and coordinating an aggressive | ||
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(g) solicitation of financial institutions for the | ||
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(g-1) developing by joint rulemaking with the | ||
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(h) coordinating efforts with utility and electric | ||
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(Source: P.A. 98-49, eff. 7-1-13; 98-1039, eff. 8-25-14.) |
(320 ILCS 20/4) (from Ch. 23, par. 6604)
Sec. 4. Reports of abuse or neglect.
(a) Any person who suspects the abuse,
neglect,
financial exploitation, or self-neglect of an eligible adult may
report
this suspicion to an agency designated to receive such
reports under this Act or to the Department.
(a-5)
If any mandated reporter has reason to believe that an eligible
adult,
who because of a disability or other condition or impairment is unable
to seek assistance for himself or herself,
has, within the previous 12 months, been subjected to abuse, neglect, or
financial exploitation, the mandated reporter shall, within 24 hours
after
developing
such belief, report this suspicion to an agency designated to receive
such
reports under this Act or
to the Department. The agency designated to receive such reports under
this Act or the Department may establish a manner in which a mandated
reporter can make the required report through an Internet reporting
tool. Information sent and received through the Internet reporting tool
is subject to the same rules in this Act as other types of confidential
reporting established by the designated agency or the Department.
Whenever a mandated reporter
is required to report under this Act in his or her capacity as a member
of
the staff of a medical or other public or private institution, facility,
or agency, he or she shall make a report
to an agency designated to receive such
reports under this Act or
to the Department in accordance
with the provisions of this Act and may also notify the person in charge
of
the institution, facility, or agency or his or her
designated agent that the
report has been made. Under no circumstances shall any person in charge
of
such institution, facility, or agency, or his or her
designated agent to whom
the notification has been made, exercise any control, restraint,
modification, or other change in the report or the forwarding of the
report
to an agency designated to receive such
reports under this Act or
to the Department. The privileged quality of communication between any
professional
person required to report
and his or her patient or client shall not apply to situations involving
abused, neglected, or financially exploited eligible adults and shall
not
constitute
grounds for failure to
report
as required by this Act.
(a-7) A person making a report
under this Act in the belief that it is in the alleged victim's best
interest shall be immune from criminal or civil liability or professional
disciplinary action on account of making the report, notwithstanding any
requirements concerning the confidentiality of information with respect to
such eligible adult which might otherwise be applicable.
(a-9) Law enforcement officers
shall continue to report incidents of alleged abuse pursuant to the
Illinois Domestic Violence Act of 1986, notwithstanding any requirements
under this Act.
(b) Any person, institution or agency participating in the making of
a report, providing
information or records related to a report, assessment, or services, or
participating in the investigation of a report under
this Act in good faith, or taking photographs or x-rays as a result of an
authorized assessment, shall have immunity from any civil, criminal or
other liability in any civil, criminal or other proceeding brought in
consequence of making such report or assessment or on account of submitting
or otherwise disclosing such photographs or x-rays to any agency designated
to receive reports of alleged or suspected abuse or neglect. Any person,
institution or agency authorized by the Department to provide assessment,
intervention, or administrative services under this Act shall, in the good
faith performance of those services, have immunity from any civil, criminal
or other liability in any civil, criminal, or other proceeding brought as a
consequence of the performance of those services.
For the purposes of any civil, criminal, or other proceeding, the good faith
of any person required to report, permitted to report, or participating in an
investigation of a report of alleged or suspected abuse, neglect,
financial exploitation, or self-neglect shall be
presumed.
(c) The identity of a person making a report of alleged or suspected
abuse, neglect, financial exploitation, or self-neglect under this Act may be disclosed by the Department
or other agency provided for in this Act only with such person's written
consent or by court order, but is otherwise confidential.
(d) The Department shall by rule establish a system for filing and
compiling reports made under this Act.
(e)
Any physician who willfully fails to report as required by this Act
shall be referred to the Illinois State Medical Disciplinary Board for
action
in accordance with subdivision (A)(22) of Section 22 of the Medical
Practice
Act of 1987. Any dentist or dental hygienist who willfully fails to
report as
required by this Act shall be referred to the Department of Professional
Regulation for action in accordance with paragraph 19 of Section 23 of
the
Illinois Dental Practice Act. Any optometrist who willfully fails to
report as required by this Act shall be referred to the Department of
Financial and Professional Regulation for action in accordance with
paragraph (15) of subsection (a) of Section 24 of the Illinois
Optometric Practice Act of 1987. Any other mandated reporter required by
this Act to report suspected abuse, neglect, or financial exploitation
who
willfully fails to report the same is guilty of a Class A misdemeanor.
(Source: P.A. 97-860, eff. 7-30-12; 98-49, eff. 7-1-13; 98-1039, eff. 8-25-14.)
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(320 ILCS 20/4.1)
Sec. 4.1. Employer discrimination. No employer shall discharge,
demote or suspend, or threaten to discharge, demote or suspend, or in any
manner discriminate against any employee who makes any good faith oral or
written report of suspected abuse, neglect, or financial exploitation or
who is or will be a
witness or testify in any investigation or proceeding concerning a report
of suspected abuse, neglect, or financial exploitation.
(Source: P.A. 98-49, eff. 7-1-13.)
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(320 ILCS 20/4.2)
Sec. 4.2.
Testimony by mandated reporter and investigator.
Any mandated
reporter who makes a report or any person who
investigates a report under
this Act shall testify fully in any judicial proceeding resulting from such
report, as to any evidence of abuse, neglect, or financial exploitation or the
cause thereof. Any
mandated reporter who is required to report a suspected case of abuse, neglect,
or
financial exploitation under
Section 4 of this Act shall testify fully in any administrative hearing
resulting from such report, as to any evidence of abuse, neglect, or financial
exploitation or the
cause thereof. No evidence shall be excluded by reason of any common law
or statutory privilege relating to communications between the alleged
abuser or the eligible adult subject of the report
under
this Act and the person making or investigating the report.
(Source: P.A. 90-628, eff. 1-1-99.)
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(320 ILCS 20/5) (from Ch. 23, par. 6605)
Sec. 5. Procedure.
(a)
A provider agency designated to receive reports
of alleged or suspected abuse, neglect, financial
exploitation, or self-neglect under
this Act shall, upon
receiving such a report, conduct a face-to-face assessment with respect
to
such report, in accord with established law and Department protocols,
procedures, and policies. Face-to-face assessments, casework, and
follow-up of reports of self-neglect by the provider agencies designated
to receive reports of self-neglect shall be subject to sufficient
appropriation for statewide implementation of assessments, casework, and
follow-up of reports of self-neglect. In the absence of sufficient
appropriation for statewide implementation of assessments, casework, and
follow-up of reports of self-neglect, the designated adult protective
services provider agency shall refer all reports of self-neglect to the
appropriate agency or agencies as designated by the Department for any
follow-up. The assessment shall include, but not be limited to, a visit
to the residence of the eligible adult who is the subject of the report
and
may include interviews or consultations with service agencies or
individuals who may have knowledge of the eligible adult's
circumstances.
If, after the assessment, the provider agency determines that the case
is
substantiated it shall develop a service care plan for the eligible
adult and may report its findings at any time during the case to the
appropriate law enforcement agency in accord with established law and
Department protocols, procedures, and policies.
In developing a case plan, the provider agency may consult with any
other
appropriate provider of services, and such providers shall be immune
from
civil or criminal liability on account of such acts. The plan shall
include alternative suggested or recommended
services which are appropriate to the needs of the eligible adult and
which
involve the least restriction of the eligible adult's activities
commensurate with his or her needs. Only those services to which
consent
is
provided in accordance with Section 9 of this Act shall be provided,
contingent upon the availability of such services.
(b) A provider agency shall refer evidence of crimes against an eligible
adult to the appropriate law enforcement agency according to Department
policies. A referral to law enforcement may be made at intake or any time
during the case. Where a provider agency has reason to believe the death of an
eligible adult may be the result of abuse or neglect, the agency shall
immediately report the matter to the coroner or medical examiner and shall
cooperate fully with any subsequent investigation. (c) If any person other than the alleged victim refuses to allow the provider agency to begin
an investigation, interferes with the provider agency's ability to
conduct an investigation, or refuses to give access to an eligible
adult, the appropriate law enforcement agency must be consulted regarding the investigation.
(Source: P.A. 98-49, eff. 7-1-13; 98-1039, eff. 8-25-14.)
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(320 ILCS 20/6) (from Ch. 23, par. 6606)
Sec. 6.
Time.
The Department shall by rule establish the period of
time within which an assessment shall begin and within which a
service care plan shall be implemented. Such rules shall provide for an
expedited response to emergency situations.
(Source: P.A. 85-1184.)
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(320 ILCS 20/7) (from Ch. 23, par. 6607)
Sec. 7. Review. All services provided to an eligible adult shall be
reviewed by the provider agency on at least a quarterly basis for up to
one year
to determine whether the service care plan should be
continued or modified, except that, upon review, the Department on Aging may grant a
waiver to extend the
service care
plan for up to one
additional year.
(Source: P.A. 95-331, eff. 8-21-07.)
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(320 ILCS 20/7.1) Sec. 7.1. Final investigative report. A
provider agency shall prepare a final investigative report, upon the
completion or closure of an investigation, in all cases of reported
abuse, neglect, financial exploitation, or self-neglect of an eligible
adult, whether or not there is a substantiated finding.
(Source: P.A. 98-49, eff. 7-1-13.) |
(320 ILCS 20/7.5) Sec. 7.5. Health Care Worker Registry. (a)
Reporting to the Registry. The Department on Aging shall report to the
Department of Public Health's Health Care Worker Registry the identity
and administrative finding of a verified and substantiated decision of
abuse, neglect, or financial exploitation of an eligible adult under
this Act that is made against any caregiver, including consultants and
volunteers, employed by a provider licensed, certified, or regulated by,
or paid with public funds from, the Department of Public Health,
Healthcare and Family Services, or Human Services, or the Department on
Aging. For uncompensated or privately paid caregivers, the Department
on Aging shall report only a verified and substantiated decision of
significant abuse, neglect, or financial exploitation of an eligible
adult under this Act. An administrative finding placed in the Registry
shall preclude any caregiver from providing direct access or other
services, including consulting and volunteering, in a position with a
provider that is licensed, certified, or regulated by, or paid with
public funds from or on behalf of, the State of Illinois or any
Department thereof, that permits the caregiver direct access to an adult
aged 60 or older or an adult, over 18, with a disability or to that
individual's living quarters or personal, financial, or medical records. (b) Definitions. As used in this Section: "Direct
care" includes, but is not limited to, direct access to an individual,
his or her living quarters, or his or her personal, financial, or
medical records for the purpose of providing nursing care or assistance
with feeding, dressing, movement, bathing, toileting, other personal
needs and activities of daily living, or assistance with financial
transactions. "Privately
paid caregiver" means any caregiver who has been paid with resources
other than public funds, regardless of licensure, certification, or
regulation by the State of Illinois and any Department thereof. A
privately paid caregiver does not include any caregiver that has been
licensed, certified, or regulated by a State agency, or paid with public
funds. "Significant"
means a finding of abuse, neglect, or financial exploitation as
determined by the Department that (i) represents a meaningful failure to
adequately provide for, or a material indifference to, the financial,
health, safety, or medical needs of an eligible adult or (ii) results in
an eligible adult's death or other serious deterioration of an eligible
adult's financial resources, physical condition, or mental condition. "Uncompensated
caregiver" means a caregiver who, in an informal capacity, assists an
eligible adult with activities of daily living, financial transactions,
or chore housekeeping type duties. "Uncompensated caregiver" does not
refer to an individual serving in a formal capacity as a volunteer with a
provider licensed, certified, or regulated by a State agency. (c)
Access to and use of the Registry. Access to the Registry shall be
limited to licensed, certified, or regulated providers by the
Department of Public Health, Healthcare and Family Service, or Human
Services, or the Department on Aging. The State of Illinois, any
Department thereof, or a provider licensed, certified, or regulated, or
paid with public funds by, from, or on behalf of the Department of
Public Health, Healthcare and Family Services, or Human Services, or the
Department on Aging, shall not hire or compensate any person seeking
employment, retain any contractors, or accept any volunteers to provide
direct care without first conducting an online check of the person
through the Department of Public Health's Health Care Worker Registry.
The provider shall maintain a copy of the results of the online check to
demonstrate compliance with this requirement. The provider is
prohibited from hiring, compensating, or accepting a person, including
as a consultant or volunteer, for whom the online check reveals a
verified and substantiated claim of abuse, neglect, or financial
exploitation, to provide direct access to any adult aged 60 or older or
any adult, over 18, with a disability. Additionally, a provider is
prohibited from retaining a person for whom they gain knowledge of a
verified and substantiated claim of abuse, neglect, or financial
exploitation in a position that permits the caregiver direct access to
provide direct care to any adult aged 60 or older or any adult, over 18,
with a disability or direct access to that individual's living quarters
or personal, financial, or medical records. Failure to comply with
this requirement may subject such a provider to corrective action by the
appropriate regulatory agency or other lawful remedies provided under
the applicable licensure, certification, or regulatory laws and rules. (d) Notice to caregiver. The Department on Aging shall
establish rules concerning notice to the caregiver in cases of abuse, neglect, or financial exploitation. (e)
Notification to eligible adults, guardians, or agents. As part of its
investigation, the Department on Aging shall notify an eligible adult,
or an eligible adult's guardian or agent, that a caregiver's name may be
placed on the Registry based on a finding as described in subsection
(a-1) of this Section. (f)
Notification to employer. A provider licensed, certified, or regulated
by the Department of Public Health, Healthcare and Family Services, or
Human Services, or the Department on Aging shall be notified of an
administrative finding against any caregiver who is an employee,
consultant, or volunteer of a verified and substantiated decision of
abuse, neglect, or financial exploitation of an eligible adult under
this Act. If there is an imminent risk of danger to the eligible adult
or an imminent risk of misuse of personal, medical, or financial
information, the caregiver shall immediately be barred from direct
access to the eligible adult, his or her living quarters, or his or her
personal, financial, or medical records, pending the outcome of any
challenge, criminal prosecution, or other type of collateral action. (g) Caregiver challenges. The Department on Aging
shall establish, by rule, procedures concerning caregiver challenges. (h)
Caregiver's rights to collateral action. The Department on Aging shall
not make any report to the Registry if a caregiver notifies the
Department in writing, including any supporting documentation, that he
or she is formally challenging an adverse employment action resulting
from a verified and substantiated finding of abuse, neglect, or
financial exploitation by complaint filed with the Illinois Civil
Service Commission, or by another means which seeks to enforce the
caregiver's rights pursuant to any applicable collective bargaining
agreement. If an action taken by an employer against a caregiver as a
result of a finding of abuse, neglect, or financial exploitation is
overturned through an action filed with the Illinois Civil Service
Commission or under any applicable collective bargaining agreement after
that caregiver's name has already been sent to the Registry, the
caregiver's name shall be removed from the Registry. (i)
Removal from Registry. At any time after a report to the Registry, but
no more than once in each successive 3-year period thereafter, for a
maximum of 3 such requests, a caregiver may write to the Director of the
Department on Aging to request removal of his or her name from the
Registry in relationship to a single incident. The caregiver shall bear
the burden of showing cause that establishes, by a preponderance of the
evidence, that removal of his or her name from the Registry is in the
public interest. Upon receiving such a request, the Department on Aging
shall conduct an investigation and consider any evidentiary material
provided. The Department shall issue a decision either granting or
denying removal within 60 calendar days, and shall issue such decision
to the caregiver and the Registry. The waiver process at the Department
of Public Health does not apply to Registry reports from the Department
on Aging. The Department on Aging shall establish standards for the
removal of a name from the Registry by rule. (j)
Referral of Registry reports to health care facilities. In the event an
eligible adult receiving services from a provider agency changes his or
her residence from a domestic living situation to that of a health care
facility, the provider agency shall use reasonable efforts to promptly
inform the health care facility and the appropriate Regional Long Term
Care Ombudsman about any Registry reports relating to the eligible
adult. For purposes of this Section, a health care facility includes,
but is not limited to, any residential facility licensed, certified, or
regulated by the Department of Public Health, Healthcare and Family
Services, or Human Services.
(Source: P.A. 98-49, eff. 1-1-14.) |
(320 ILCS 20/8) (from Ch. 23, par. 6608)
Sec. 8. Access to records. All
records concerning reports of abuse,
neglect, financial exploitation, or self-neglect and all records
generated as a result of
such reports shall be confidential and shall not be disclosed except as
specifically authorized by this Act or other applicable law. In accord
with established law and Department protocols, procedures, and policies,
access to such
records, but not access to the identity of the person or persons making a
report of alleged abuse, neglect,
financial exploitation, or self-neglect as contained in
such records, shall be provided, upon request, to the following persons
and for the following
persons:
(1) Department staff, provider agency staff, other | ||
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(2) A law enforcement agency investigating known or | ||
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(2.5) A law enforcement agency, fire department | ||
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(3) A physician who has before him or her or who is | ||
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(4) An eligible adult reported to be abused, | ||
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(4.5) An executor or administrator of the estate of | ||
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(5) In cases regarding abuse, neglect, or financial | ||
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(5.5) In cases regarding self-neglect, a guardian ad | ||
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(6) A grand jury, upon its determination that access | ||
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(7) Any person authorized by the Director, in | ||
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(8) A coroner or medical examiner who has reason to | ||
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(8.5) A coroner or medical examiner having proper | ||
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(9) Department of Financial and Professional | ||
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(9-a) Department of Healthcare and Family Services | ||
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(9-b) Department of Human Services staff when that | ||
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(10) Hearing officers in the course of conducting an | ||
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(11) A caregiver who challenges placement on the | ||
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(12) The Illinois Guardianship and Advocacy | ||
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(Source: P.A. 97-864, eff. 1-1-13; 98-49, eff. 7-1-13; 98-1039, eff. 8-25-14.)
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(320 ILCS 20/9) (from Ch. 23, par. 6609)
Sec. 9. Authority to consent to services.
(a)
If an eligible adult
consents to an assessment of a reported incident of suspected abuse,
neglect, financial exploitation, or self-neglect and, following the
assessment of such report, consents to services being provided according
to the case plan, such services shall be arranged to meet the
adult's needs, based upon the availability of resources to provide such
services. If an adult withdraws his or her consent for an assessment of
the reported incident or withdraws his or her consent for services and
refuses to accept
such services, the services shall not be provided.
(b)
If it reasonably appears to the Department or other agency
designated under this Act that a person is an eligible adult and lacks
the
capacity to consent to an assessment of a reported incident of suspected
abuse, neglect, financial exploitation, or self-neglect or to necessary
services, the
Department or other agency shall take appropriate action necessary to
ameliorate risk to the eligible adult if there is a threat of ongoing
harm or another emergency exists. The Department or other agency
shall be authorized to seek the appointment of a temporary guardian as
provided in Article XIa
of the Probate Act of 1975 for the purpose of consenting to an
assessment of the reported incident and such services, together with an
order for an evaluation of the eligible adult's physical, psychological,
and medical condition and decisional capacity.
(c)
A guardian of the person of an eligible adult may consent to
an assessment of the reported incident and to services being provided
according to the case plan. If an eligible adult lacks capacity to
consent, an agent having authority under a power of attorney may consent
to an assessment of the reported incident and to services. If the
guardian or agent is the suspected abuser and he or she
withdraws consent for the assessment of the reported incident, or
refuses to allow services to be provided to
the
eligible adult, the Department, an agency designated under this Act, or
the
office of the Attorney General may
request a court order seeking appropriate remedies, and may
in
addition request removal of the guardian and appointment of a successor
guardian or request removal of the agent and appointment of a guardian.
(d)
If an emergency exists and the Department or other agency designated
under this Act reasonably believes that a person is an eligible adult
and
lacks the capacity to consent to necessary services, the Department or
other agency may request an ex parte order from the circuit court of the
county in which the petitioner or respondent resides or in which the
alleged
abuse, neglect, financial exploitation, or self-neglect occurred,
authorizing
an
assessment of a report of alleged or suspected abuse, neglect,
financial exploitation, or self-neglect or the provision of necessary
services, or
both,
including relief available under the Illinois Domestic Violence Act of
1986 in accord with established law and Department protocols,
procedures, and policies.
Petitions filed under this subsection shall be treated as expedited
proceedings. When an eligible adult is at risk of serious injury or
death and it reasonably appears that the eligible adult lacks capacity
to consent to necessary services, the Department or other agency
designated under this Act may take action necessary to ameliorate the
risk in accordance with administrative rules promulgated by the
Department.
(d-5)
For purposes of this Section, an eligible adult "lacks the capacity to
consent" if qualified staff of an agency designated under this Act
reasonably determine, in accordance with administrative rules
promulgated by the Department, that he or she appears either (i) unable
to receive and evaluate information related to the assessment or
services or (ii) unable to communicate in any manner decisions related
to the assessment of the reported incident or services. (e) Within 15 days after the entry of the ex parte emergency order, the
order shall expire, or, if the need for assessment of the reported incident or services continues, the
provider agency shall petition for the appointment of a guardian as provided in
Article XIa of the Probate Act of 1975 for the purpose of consenting to such
assessment or services or to protect the eligible adult from further harm.
(f)
If the court enters an ex parte order under subsection (d) for an
assessment of a reported incident of alleged or suspected abuse,
neglect, financial exploitation, or self-neglect, or for the provision
of necessary services in connection with alleged or suspected
self-neglect, or for both, the court, as soon as is practicable
thereafter, shall appoint a guardian ad litem for the eligible adult who
is the subject of the order, for the purpose of reviewing the
reasonableness of the order. The guardian ad litem shall review the
order and, if the guardian ad litem reasonably believes that the order
is unreasonable, the guardian ad litem shall file a petition with the
court stating the guardian ad litem's belief and requesting that the
order be vacated.
(g)
In all cases in which there is a substantiated finding of abuse,
neglect, or financial exploitation by a guardian, the Department shall,
within 30 days after the finding, notify the Probate Court with
jurisdiction over the guardianship. (Source: P.A. 98-49, eff. 7-1-13; 98-1039, eff. 8-25-14.)
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(320 ILCS 20/9.5)
Sec. 9.5.
Commencement of action for ex parte
authorization orders; filing fees; process.
(a) Actions for ex parte authorization orders are
commenced:
(1) independently, by filing a petition for an ex | ||
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(2) in conjunction with other civil proceedings, by | ||
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(b) No fee shall be charged by the clerk for filing
petitions or certifying orders. No fee shall be charged by
a sheriff for service by the sheriff of a petition, rule,
motion, or order in an action commenced under this Section.
(c) Any action for an ex parte authorization order
commenced independently is a distinct cause of action and
requires that a separate summons be issued and served.
Service of summons is not required prior to entry of
emergency ex parte authorization orders.
(d) Summons may be served by a private person over 18
years of age and not a party to the action. The return by
that private person shall be by affidavit. The summons may
be served by a sheriff or other law enforcement officer,
and if summons is placed for service by the sheriff, it
shall be made at the earliest time practicable and shall
take precedence over other summonses except those of a
similar emergency nature.
(Source: P.A. 91-731, eff. 6-2-00.)
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(320 ILCS 20/10) (from Ch. 23, par. 6610)
Sec. 10.
Rules.
The Department shall adopt such rules and
regulations as it deems necessary to implement this Act.
(Source: P.A. 85-1184.)
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(320 ILCS 20/11) (from Ch. 23, par. 6611)
Sec. 11.
Annual Reports.
The Department shall file with the Governor
and the General Assembly, within 270 days after the end of each
fiscal year,
a report concerning its implementation of this Act during such fiscal year,
together with any recommendations for future implementation.
(Source: P.A. 90-628, eff. 1-1-99.)
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(320 ILCS 20/12) (from Ch. 23, par. 6612)
Sec. 12.
(Repealed).
(Source: P.A. 85-1184. Repealed by P.A. 90-628, eff. 1-1-99.)
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(320 ILCS 20/13)
Sec. 13. Access.
(a)
In accord with established law and Department protocols, procedures,
and policies, the designated provider agencies shall have access to
eligible adults who have been reported or found to be victims of abuse,
neglect,
financial exploitation, or self-neglect
in order to assess the validity of the
report, assess
other needs of the eligible adult, and provide services in accordance
with this
Act.
(a-5)
A representative of the Department or a designated provider agency that
is actively involved in an abuse, neglect, financial exploitation, or
self-neglect investigation under this Act shall be allowed access to the
financial records, mental and physical health records, and other
relevant evaluative records of the eligible adult which are in the
possession of any individual, financial institution, health care
provider, mental health provider, educational facility, or other
facility if necessary to complete the investigation mandated by this
Act. The provider or facility shall provide such records to the
representative upon receipt of a written request and certification from
the Department or designated provider agency that an investigation is
being conducted under this Act and the records are pertinent to the
investigation. Any
records received by such representative, the confidentiality of which
is protected by another law or rule, shall be maintained as
confidential, except for such use as may be necessary for any
administrative or other legal proceeding. (b) Where access to an eligible adult is denied, including the refusal to provide requested records, the Office of the Attorney
General, the Department, or the provider agency may petition the court for an
order to require appropriate access where:
(1) a caregiver or third party has interfered with | ||
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(2) the agency has reason to believe that the | ||
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(c) The petition for an order requiring appropriate access shall be afforded
an expedited hearing in the circuit court.
(d) If the provider agency has substantiated financial
exploitation against an eligible adult, and has documented a reasonable belief
that the eligible adult will be irreparably harmed as a result of the financial
exploitation, the Office of the Attorney General, the Department, or the
provider agency may petition for an order freezing the assets of the eligible
adult. The petition shall be filed in the county or counties in which the
assets are located. The court's order shall prohibit the sale, gifting,
transfer, or wasting of the assets of the eligible adult, both real and
personal, owned by, or vested in, the eligible adult, without the express
permission of the court. The petition to freeze the assets of the eligible
adult shall be afforded an expedited hearing in the circuit court.
(Source: P.A. 98-1039, eff. 8-25-14.)
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(320 ILCS 20/13.5)
Sec. 13.5.
Commencement of action for access; filing
fees; process; notice; duration of orders.
(a) Actions for orders seeking access to an eligible
adult or freezing assets of an eligible adult are
commenced:
(1) independently, by filing a petition for access to | ||
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(2) in conjunction with other civil proceedings, by | ||
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(i) a guardianship proceeding under the Probate | ||
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(ii) a proceeding for involuntary commitment | ||
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(iii) any other proceeding, provided that the | ||
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(b) No fee shall be charged by the clerk for filing
petitions or certifying orders. No fee shall be charged by
a sheriff for service by the sheriff of such a petition,
rule, motion, or order in an action commenced under this
Section.
(c) Any action for an order for access to an eligible
adult or freezing assets of an eligible adult, whether
commenced independently or in conjunction with another
proceeding, is a distinct cause of action and requires that
a separate summons be issued and served, except that in
pending cases the following methods may be used:
(1) Delivery of the summons to respondent personally | ||
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(2) Mailing to the defendant, or, if represented, to | ||
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(d) Summons may be served by a private person over 18
years of age and not a party to the action. The return by
that private person shall be by affidavit. The summons may
be served by a sheriff or other law enforcement officer,
and if summons is placed for service by the sheriff, it
shall be made at the earliest time practicable and shall
take precedence over other summonses except those of a
similar emergency nature.
(e) Except as otherwise provided in this Section, notice
of hearings on petitions or motions shall be served in
accordance with Supreme Court Rules 11 and 12 unless notice
is excused by the Code of Civil Procedure, Supreme Court
Rules, or local rules, as now or hereafter amended.
(f) Original notice of a hearing on a petition for
access to an eligible adult or freezing assets of an
eligible adult may be given, and the documents served, in
accordance with Supreme Court Rules 11 and 12. When,
however, an emergency order is sought in such a case on an
ex parte application, the notice rules set forth in Section
11-101 of the Code of Civil Procedure shall apply.
(g) An order entered in accordance with Sections 13 and
13.5 shall be valid for a fixed period of time, not to
exceed 2 years.
(Source: P.A. 91-731, eff. 6-2-00.)
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(320 ILCS 20/14) Sec. 14. Volunteer corps. Qualified
volunteers may be used for the purposes of increasing public awareness
and providing companion-type services, as prescribed by rule, to
eligible adults. A qualified volunteer must undergo training as
prescribed by the Department by rule and must adhere to all
confidentiality requirements as required by law.
(Source: P.A. 94-431, eff. 8-2-05.) |
(320 ILCS 20/15) Sec. 15. Fatality Review Teams. (a) State policy. (1) Both the State and the community maintain a | ||
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(2) When an at-risk adult dies, the response to the | ||
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(3) Multidisciplinary and multi-agency reviews of | ||
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(4) Access to information regarding the deceased | ||
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(a-5) Definitions. As used in this Section: "Advisory Council" means the Illinois Fatality Review | ||
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"Review Team" means a regional interagency fatality | ||
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(b)
The Director, in consultation with the Advisory Council, law
enforcement, and other professionals who work in the fields of
investigating, treating, or preventing abuse or neglect of at-risk
adults, shall appoint members to a minimum of one review team in each of
the Department's planning and service areas. Each member of a review
team shall be appointed for a 2-year term and shall be eligible for
reappointment upon the expiration of the term. A review team's purpose
in conducting review of at-risk adult deaths is: (i) to assist local
agencies in identifying and reviewing suspicious deaths of adult victims
of alleged, suspected, or substantiated abuse or neglect in domestic
living situations; (ii) to facilitate communications between officials
responsible for autopsies and inquests and persons involved in reporting
or investigating alleged or suspected cases of abuse, neglect, or
financial exploitation of at-risk adults and persons involved in
providing services to at-risk adults; (iii) to evaluate means by which
the death might have been prevented; and (iv) to report its findings to
the appropriate agencies and the Advisory Council and make
recommendations that may help to reduce the number of at-risk adult
deaths caused by abuse and neglect and that may help to improve the
investigations of deaths of at-risk adults and increase prosecutions, if
appropriate. (b-5) Each such team shall be composed of representatives of entities and individuals including, but not limited to: (1) the Department on Aging; (2) coroners or medical examiners (or both); (3) State's Attorneys; (4) local police departments; (5) forensic units; (6) local health departments; (7) a social service or health care agency that | ||
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(8) a social service or health care agency that | ||
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(9) a local hospital, trauma center, or provider of | ||
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(10) providers of services for eligible adults in | ||
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(11) a physician, psychiatrist, or other health care | ||
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(c)
A review team shall review cases of deaths of at-risk adults occurring
in its planning and service area (i) involving blunt force trauma or an
undetermined manner or suspicious cause of death, (ii) if requested by
the deceased's attending physician or an emergency room physician, (iii)
upon referral by a health care provider, (iv) upon referral by a
coroner or medical examiner, (v) constituting an open or closed case
from an adult protective services agency, law enforcement agency,
State's Attorney's office, or the Department of Human Services' Office
of the Inspector General that involves alleged or suspected abuse,
neglect, or financial exploitation; or
(vi) upon referral by a law enforcement agency or State's Attorney's
office. If such a death occurs in a planning and service area where a
review team has not yet been established, the Director shall request
that the Advisory Council or another review team review that death. A
team may also review deaths of at-risk adults if the alleged abuse or
neglect occurred while the person was residing in a domestic living
situation. A
review team shall meet not less than 6 times a year to discuss cases
for its possible review. Each review team, with the advice and consent
of the Department, shall establish criteria to be used in discussing
cases of alleged, suspected, or substantiated abuse or neglect for
review and shall conduct its activities in accordance with any
applicable policies and procedures established by the Department. (c-5)
The Illinois Fatality Review Team Advisory Council, consisting of one
member from each review team in Illinois, shall be the coordinating and
oversight body for review teams and activities in Illinois. The Director
may appoint to the Advisory Council any ex-officio members deemed
necessary. Persons with expertise needed by the Advisory Council may be
invited to meetings. The Advisory Council must select from its members a
chairperson and a vice-chairperson, each to serve a 2-year term. The
chairperson or vice-chairperson may be selected to serve additional,
subsequent terms. The Advisory Council must meet at least 4 times during
each calendar year. The
Department may provide or arrange for the staff support necessary for
the Advisory Council to carry out its duties. The Director, in
cooperation and consultation with the Advisory Council, shall appoint,
reappoint, and remove review team members. The Advisory Council has, but is not limited to, the following duties: (1) To serve as the voice of review teams in | ||
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(2) To oversee the review teams in order to ensure | ||
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(3) To ensure that the data, results, findings, and | ||
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(4) To collaborate with the Department in order to | ||
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(5) To ensure that the review teams' review processes | ||
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(6) To serve as a link with review teams throughout | ||
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(7) To provide the review teams with the most current | ||
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(8) To perform any other functions necessary to | ||
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The
Advisory Council may prepare an annual report, in consultation with the
Department, using aggregate data gathered by review teams and using the
review teams' recommendations to develop education, prevention,
prosecution, or other strategies designed to improve the coordination of
services for at-risk adults and their families. In
any instance where a review team does not operate in accordance with
established protocol, the Director, in consultation and cooperation with
the Advisory Council, must take any necessary actions to bring the
review team into compliance with the protocol. (d)
Any document or oral or written communication shared within or produced
by the review team relating to a case discussed or reviewed by the
review team is confidential and is not admissible as evidence in any
civil or criminal proceeding, except for use by a State's Attorney's
office in prosecuting a criminal case against a caregiver. Those
records and information are, however, subject to discovery or subpoena,
and are admissible as evidence, to the extent they are otherwise
available to the public. Any
document or oral or written communication provided to a review team by
an individual or entity, and created by that individual or entity
solely for the use of the review team, is confidential, is not subject
to disclosure to or discoverable by another party, and is not admissible
as evidence in any civil or criminal proceeding, except for use by a
State's Attorney's office in prosecuting a criminal case against a
caregiver. Those records and information are, however, subject to
discovery or subpoena, and are admissible as evidence, to the extent
they are otherwise available to the public. Each
entity or individual represented on the fatality review team may share
with other members of the team information in the entity's or
individual's possession concerning the decedent who is the subject of
the review or concerning any person who was in contact with the
decedent, as well as any other information deemed by the entity or
individual to be pertinent to the review. Any such information shared by
an entity or individual with other members of the review team is
confidential. The intent of this paragraph is to permit the disclosure
to members of the review team of any information deemed confidential or
privileged or prohibited from disclosure by any other provision of law.
Release of confidential communication between domestic violence
advocates and a domestic violence victim shall follow subsection (d) of
Section 227 of the Illinois Domestic Violence Act of 1986 which allows
for the waiver of privilege afforded to guardians, executors, or
administrators of the estate of the domestic violence victim. This
provision relating to the release of confidential communication between
domestic violence advocates and a domestic violence victim shall exclude
adult protective service providers.
A
coroner's or medical examiner's office may share with the review team
medical records that have been made available to the coroner's or
medical examiner's office in connection with that office's investigation
of a death. Members
of a review team and the Advisory Council are not subject to
examination, in any civil or criminal proceeding, concerning information
presented to members of the review team or the Advisory Council or
opinions formed by members of the review team or the Advisory Council
based on that information. A person may, however, be examined concerning
information provided to a review team or the Advisory Council. (d-5)
Meetings of the review teams and the Advisory Council may be closed to
the public under the Open Meetings Act. Records and information
provided to a review team and the Advisory Council, and records
maintained by a team or the Advisory Council, are exempt from release
under the Freedom of Information Act. (e)
A review team's recommendation in relation to a case discussed or
reviewed by the review team, including, but not limited to, a
recommendation concerning an investigation or prosecution, may be
disclosed by the review team upon the completion of its review and at
the discretion of a majority of its members who reviewed the case. (e-5)
The State shall indemnify and hold harmless members of a review team
and the Advisory Council for all their acts, omissions, decisions, or
other conduct arising out of the scope of their service on the review
team or Advisory Council, except those involving willful or wanton
misconduct. The method of providing indemnification shall be as provided
in the State Employee Indemnification Act. (f)
The Department, in consultation with coroners, medical examiners, and
law enforcement agencies, shall use aggregate data gathered by and
recommendations from the Advisory Council and the review teams to create
an annual report and may use those data and recommendations to develop
education, prevention, prosecution, or other strategies designed to
improve the coordination of services for at-risk adults and their
families. The Department or other State or county agency, in
consultation with coroners, medical examiners, and law enforcement
agencies, also may use aggregate data gathered by the review teams to
create a database of at-risk individuals.
(g) The Department shall adopt such rules and regulations as it deems necessary to implement this Section. (Source: P.A. 98-49, eff. 7-1-13; 98-1039, eff. 8-25-14.) |
(320 ILCS 20/15.5) Sec. 15.5. Independent monitor. Subject
to appropriation, to ensure the effectiveness and accountability of the
adult protective services system, the agency designated by the Governor
under Section 1 of the Protection and Advocacy for Developmentally
Disabled Persons Act shall monitor the system and provide to the
Department review and evaluation of the system in accordance with
administrative rules promulgated by the Department.
(Source: P.A. 98-49, eff. 7-1-13.) |